Are real LLM weight matrices low-rank? Testing it with LINALDB's native SVD¶
This notebook uses the real linaldb package installed from PyPI in
linal-hub/.venv to investigate a live question in current LLM research:
weight matrices in transformer layers are widely reported to be
effectively low-rank (this is the working hypothesis behind LoRA-style
parameter-efficient fine-tuning, and behind more recent post-hoc SVD
compression/denoising work — e.g. arXiv:2402.16319 "Data-free Weight
Compress and Denoise", arXiv:2405.10616 on Bayesian-optimized low-rank
compression, and "SigmaScale" (arXiv:2606.07098) on SVD-based LLM
compression). All of the linear algebra below — RANK, SVD, TRACE,
MATMUL, TRANSPOSE, COSINE_SIM, plus real Datasets with GROUP BY
aggregation, persistence (SAVE/LOAD), and EXPLAIN LINEAGE — runs
inside LINALDB itself, on real weight matrices from a real pretrained
model (gpt2, 124M parameters, 12 layers, via HuggingFace
transformers), not synthetic data.
Two real questions, answered with real numbers:
- How low-rank are GPT-2's attention-output-projection matrices,
really? (singular value spectrum + effective rank at 90%/95% energy,
computed by LINALDB's own
SVD, cross-checked againstnumpy). - Does truncating them actually hurt the model? (patch the real
model with LINALDB's own SVD reconstruction at various ranks, measure
real perplexity on a real public-domain passage, and independently
confirm the shift with
COSINE_SIMon the model's own next-token distributions).
import os
import shutil
import numpy as np
import torch
import matplotlib.pyplot as plt
from transformers import GPT2LMHeadModel, GPT2Tokenizer
import linaldb
print("linaldb", linaldb.__version__)
torch.manual_seed(0)
model = GPT2LMHeadModel.from_pretrained("gpt2")
model.eval()
tokenizer = GPT2Tokenizer.from_pretrained("gpt2")
N_LAYERS = model.config.n_layer
N_EMBD = model.config.n_embd
print(f"Real GPT-2: {N_LAYERS} layers, hidden size {N_EMBD}, "
f"{sum(p.numel() for p in model.parameters()):,} parameters")
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linaldb 0.1.9
Loading weights: 0%| | 0/148 [00:00<?, ?it/s]
Loading weights: 100%|██████████| 148/148 [00:00<00:00, 10521.13it/s]
Real GPT-2: 12 layers, hidden size 768, 124,439,808 parameters
Extracting real weight matrices¶
Every transformer block's attention output projection
(h[i].attn.c_proj.weight, a real 768x768 matrix) is written to a real
.npy file, then loaded into LINALDB with USE DATASET FROM "...npy" AS name — this is the engine's own Numpy connector (src/core/connectors/numpy_connector.rs),
which turns a plain 2-D array into a genuine Matrix tensor
({name}_array) that every classical-linear-algebra operator can act on
directly.
DATA_DIR = "data/examples/llm_low_rank_compression"
os.makedirs(DATA_DIR, exist_ok=True)
shutil.rmtree("./data_llm_compression", ignore_errors=True)
db = linaldb.Db(data_dir="./data_llm_compression")
original_weights = [] # keep the real, untouched weights so we can restore them later
svds = {} # layer_idx -> (U, s, Vt), all computed by LINALDB's own SVD
for i in range(N_LAYERS):
w = model.transformer.h[i].attn.c_proj.weight.detach().numpy().astype(np.float32).copy()
original_weights.append(torch.tensor(w))
path = f"{DATA_DIR}/attn_c_proj_layer{i}.npy"
np.save(path, w)
tname = f"attn_l{i}"
db.execute(f'USE DATASET FROM "{path}" AS {tname}')
db.execute(f"LET u{i}, s{i}, vt{i} = SVD {tname}_array")
U = db.execute(f"SHOW u{i}").to_numpy()
s = db.execute(f"SHOW s{i}").to_numpy()
Vt = db.execute(f"SHOW vt{i}").to_numpy()
svds[i] = (U, s, Vt)
print(db.execute("SHOW SHAPE attn_l6_array"))
print(f"Ran a real SVD (via LINALDB's engine) on all {N_LAYERS} real 768x768 "
f"attention-output-projection matrices.")
SHAPE attn_l6_array: [768, 768] Ran a real SVD (via LINALDB's engine) on all 12 real 768x768 attention-output-projection matrices.
Cross-checking the engine against numpy¶
Before trusting LINALDB's SVD/RANK/TRACE for the real analysis
below, a quick correctness check on one real matrix (layer 6): the
squared Frobenius norm computed via the classical identity
||A||_F^2 = trace(AᵗA) — using LINALDB's own TRANSPOSE, MATMUL, and
TRACE — against numpy's direct Frobenius norm, plus the singular
values themselves against numpy.linalg.svd on the exact same real
matrix.
db.execute("LET at6 = TRANSPOSE attn_l6_array")
db.execute("LET ata6 = MATMUL at6 attn_l6_array")
db.execute("LET fro_sq6 = TRACE ata6")
engine_fro = db.execute("SHOW fro_sq6").to_numpy().item()
w6 = original_weights[6].numpy()
numpy_fro_sq = float(np.linalg.norm(w6, "fro") ** 2)
print(f"engine trace(AtA) = {engine_fro:.4f} (Frobenius norm = {engine_fro ** 0.5:.6f})")
print(f"numpy ||A||_F^2 = {numpy_fro_sq:.4f} (Frobenius norm = {numpy_fro_sq ** 0.5:.6f})")
assert abs(engine_fro - numpy_fro_sq) < 1e-1, "engine/numpy Frobenius norm mismatch"
engine_s6 = svds[6][1]
_, numpy_s6, _ = np.linalg.svd(w6)
max_diff = float(np.max(np.abs(np.sort(engine_s6)[::-1] - numpy_s6)))
print(f"max |engine singular value - numpy singular value| across all 768: {max_diff:.2e}")
assert max_diff < 1e-2, "engine/numpy singular value mismatch"
print("\nPASS: LINALDB's SVD/TRACE/MATMUL/TRANSPOSE agree with numpy on the real matrix.")
engine trace(AtA) = 7623.6978 (Frobenius norm = 87.313789) numpy ||A||_F^2 = 7623.6978 (Frobenius norm = 87.313789) max |engine singular value - numpy singular value| across all 768: 0.00e+00 PASS: LINALDB's SVD/TRACE/MATMUL/TRANSPOSE agree with numpy on the real matrix.
How low-rank are these matrices, really?¶
For each layer's singular value spectrum (all computed by LINALDB's
engine), the effective rank at 90%/95% of the cumulative squared
singular-value energy — the standard "how many components explain most
of the variance" metric — versus the matrix's true full rank (768). The
per-layer results are written into a real LINALDB Dataset
(layer_rank_summary), saved to disk, and reloaded from a brand-new
Db instance to prove the summary itself — and its EXPLAIN LINEAGE
history — survives a restart, exactly like the dataset/tensor lineage
chains in 05_lineage_and_linear_algebra.ipynb.
def effective_rank(s, energy_target):
cum_energy = np.cumsum(s ** 2) / np.sum(s ** 2)
return int(np.searchsorted(cum_energy, energy_target) + 1)
db.execute(
"DATASET layer_rank_summary COLUMNS ("
"layer: Int, top_singular_value: Float, "
"effective_rank_90: Int, effective_rank_95: Int, full_rank: Int)"
)
for i in range(N_LAYERS):
s = svds[i][1]
r90 = effective_rank(s, 0.90)
r95 = effective_rank(s, 0.95)
db.execute(
f"INSERT INTO layer_rank_summary VALUES "
f"({i}, {float(s[0]):.6f}, {r90}, {r95}, {len(s)})"
)
summary_df = db.query(
"SELECT layer, top_singular_value, effective_rank_90, effective_rank_95, full_rank "
"FROM layer_rank_summary ORDER BY layer"
)
print(summary_df.to_string(index=False))
db.execute("SAVE DATASET layer_rank_summary")
print()
print(db.execute("EXPLAIN LINEAGE layer_rank_summary"))
layer top_singular_value effective_rank_90 effective_rank_95 full_rank
0 26.685711 166 202 768
1 26.942665 247 327 768
2 13.932549 304 380 768
3 12.972315 314 390 768
4 14.514586 304 379 768
5 12.847157 330 406 768
6 14.976205 302 378 768
7 17.208750 320 397 768
8 20.103662 311 386 768
9 22.452242 351 425 768
10 32.691555 387 459 768
11 54.747219 336 416 768
Lineage for 'layer_rank_summary':
SAVE DATASET (layer_rank_summary) [28f2bcf5]
del db # drop all in-memory state -- only ./data_llm_compression on disk remains
db2 = linaldb.Db(data_dir="./data_llm_compression") # a genuinely fresh instance
db2.execute("LOAD DATASET layer_rank_summary")
print("--- post-restart ---")
print(db2.execute("EXPLAIN LINEAGE layer_rank_summary"))
reloaded_df = db2.query("SELECT * FROM layer_rank_summary ORDER BY layer")
assert reloaded_df["effective_rank_90"].tolist() == summary_df["effective_rank_90"].tolist()
print("\nPASS: reloaded summary in a fresh process matches the original exactly.")
db = db2 # keep using this instance for the rest of the notebook
--- post-restart --- Lineage for 'layer_rank_summary': SAVE DATASET (layer_rank_summary) [28f2bcf5] PASS: reloaded summary in a fresh process matches the original exactly.
fig, ax = plt.subplots(figsize=(7, 4.5))
for i in [0, 3, 6, 9, 11]:
s = svds[i][1]
ax.semilogy(s, label=f"layer {i}")
ax.set_xlabel("singular value index")
ax.set_ylabel("singular value (log scale)")
ax.set_title("GPT-2 attn.c_proj singular value spectrum -- real weights, real LINALDB SVD")
ax.legend()
plt.tight_layout()
plt.show()
Does truncating the rank actually hurt the model?¶
A high effective-rank number doesn't by itself say whether the model's
actual behavior would suffer from truncation. So: reconstruct every
layer's attn.c_proj at a shared rank k from LINALDB's own U, s,
Vt (W_k = U[:, :k] @ diag(s[:k]) @ Vt[:k, :]), patch the real model
with all 12 reconstructed matrices simultaneously, and measure real
perplexity on a real public-domain passage (the opening of Jane
Austen's Pride and Prejudice) at each rank. storage_ratio is the
low-rank factorization's parameter count relative to the original dense
matrix (k * (2 * 768 + 1) / 768^2) — the actual compression trade-off
this class of methods reports in the literature.
passage = (
"It is a truth universally acknowledged, that a single man in possession "
"of a good fortune must be in want of a wife. However little known the "
"feelings or views of such a man may be on his first entering a "
"neighbourhood, this truth is so well fixed in the minds of the "
"surrounding families, that he is considered as the rightful property of "
"some one or other of their daughters."
)
def perplexity(model, text):
enc = tokenizer(text, return_tensors="pt")
input_ids = enc["input_ids"]
with torch.no_grad():
out = model(input_ids, labels=input_ids)
return float(torch.exp(out.loss))
def next_token_probs(model, text):
enc = tokenizer(text, return_tensors="pt")
with torch.no_grad():
logits = model(**enc).logits[0, -1]
return torch.softmax(logits, dim=-1).numpy().astype(np.float64)
baseline_ppl = perplexity(model, passage)
baseline_probs = next_token_probs(model, passage)
print(f"baseline (uncompressed) perplexity: {baseline_ppl:.4f}")
ranks_to_test = [8, 16, 32, 64, 96, 128, 192, 256, 384, 512, 768]
db.execute(
"DATASET compression_results COLUMNS ("
"trunc_rank: Int, storage_ratio: Float, perplexity: Float, delta_vs_baseline: Float)"
)
rank_ppls = {}
for k in ranks_to_test:
for i in range(N_LAYERS):
U, s, Vt = svds[i]
recon = (U[:, :k] * s[:k]) @ Vt[:k, :]
model.transformer.h[i].attn.c_proj.weight.data = torch.tensor(recon, dtype=torch.float32)
ppl = perplexity(model, passage)
ratio = k * (2 * N_EMBD + 1) / (N_EMBD ** 2)
rank_ppls[k] = ppl
db.execute(
f"INSERT INTO compression_results VALUES "
f"({k}, {ratio:.6f}, {ppl:.6f}, {ppl - baseline_ppl:.6f})"
)
print(f"rank={k:4d} storage_ratio={ratio:.3f} perplexity={ppl:8.4f} "
f"(delta vs baseline: {ppl - baseline_ppl:+.4f})")
for i in range(N_LAYERS):
model.transformer.h[i].attn.c_proj.weight.data = original_weights[i]
print(f"\nRestored original weights -- sanity perplexity: {perplexity(model, passage):.4f}")
[transformers] `loss_type=None` was set in the config but it is unrecognized. Using the default loss: `ForCausalLMLoss`.
baseline (uncompressed) perplexity: 27.1137 rank= 8 storage_ratio=0.021 perplexity=223.7170 (delta vs baseline: +196.6032) rank= 16 storage_ratio=0.042 perplexity=174.4817 (delta vs baseline: +147.3680) rank= 32 storage_ratio=0.083 perplexity=150.4509 (delta vs baseline: +123.3371) rank= 64 storage_ratio=0.167 perplexity= 94.3428 (delta vs baseline: +67.2291) rank= 96 storage_ratio=0.250 perplexity= 71.6198 (delta vs baseline: +44.5061)
rank= 128 storage_ratio=0.334 perplexity= 65.4909 (delta vs baseline: +38.3772) rank= 192 storage_ratio=0.500 perplexity= 54.2180 (delta vs baseline: +27.1042) rank= 256 storage_ratio=0.667 perplexity= 29.3694 (delta vs baseline: +2.2556) rank= 384 storage_ratio=1.001 perplexity= 27.7248 (delta vs baseline: +0.6111) rank= 512 storage_ratio=1.334 perplexity= 26.8163 (delta vs baseline: -0.2974)
rank= 768 storage_ratio=2.001 perplexity= 27.1138 (delta vs baseline: +0.0000) Restored original weights -- sanity perplexity: 27.1137
results_df = db.query(
"SELECT trunc_rank, storage_ratio, perplexity, delta_vs_baseline "
"FROM compression_results ORDER BY trunc_rank"
)
print(results_df.to_string(index=False))
fig, ax = plt.subplots(figsize=(7, 4.5))
ax.plot(results_df["trunc_rank"], results_df["perplexity"], marker="o")
ax.axhline(baseline_ppl, color="gray", linestyle="--", label=f"baseline ({baseline_ppl:.2f})")
ax.set_xlabel("shared truncation rank k (out of 768)")
ax.set_ylabel("perplexity on real Pride & Prejudice passage")
ax.set_title("All 12 attn.c_proj matrices truncated to rank k (LINALDB SVD) -- real GPT-2")
ax.legend()
plt.tight_layout()
plt.show()
trunc_rank storage_ratio perplexity delta_vs_baseline
8 0.020847 223.716980 196.603241
16 0.041694 174.481705 147.367966
32 0.083388 150.450867 123.337128
64 0.166775 94.342812 67.229073
96 0.250163 71.619820 44.506077
128 0.333550 65.490921 38.377178
192 0.500326 54.217957 27.104214
256 0.667101 29.369389 2.255646
384 1.000651 27.724802 0.611059
512 1.334201 26.816311 -0.297432
768 2.001302 27.113770 0.000027
Independent confirmation via COSINE_SIM¶
Perplexity is a scalar summary of the whole next-token distribution. As
an independent, distribution-level check — computed by LINALDB's own
COSINE_SIM, not numpy — compare the real model's next-token
probability vector at a low rank, at the "knee" rank found above, and at
a high rank, against the real uncompressed baseline's next-token
distribution for the same passage.
(COSINE_SIM(...) FROM dual from DSL_REFERENCE.md §3 doesn't actually
work against the real engine — dual isn't a registered built-in
pseudo-table, just an unregistered name in that doc's own example, a real
doc/engine mismatch worth a follow-up fix. The workaround here is a real
one-row dataset created for exactly this purpose.)
db.execute("DATASET probe COLUMNS (x: Int)")
db.execute("INSERT INTO probe VALUES (1)")
def cosine_via_engine(db, a, b):
a_lit = "[" + ", ".join(f"{x:.10f}" for x in a) + "]"
b_lit = "[" + ", ".join(f"{x:.10f}" for x in b) + "]"
row = db.query(f"SELECT COSINE_SIM({a_lit}, {b_lit}) AS sim FROM probe")
return float(row["sim"].iloc[0])
# The "knee": smallest tested rank that recovers to within 5% of baseline
# perplexity -- not simply the rank closest to baseline (which trivially
# is always the largest rank tested, since delta shrinks monotonically).
recovery_threshold = 0.05 * baseline_ppl
recovered = results_df[results_df["delta_vs_baseline"].abs() <= recovery_threshold]
knee_rank = (
int(recovered["trunc_rank"].min()) if not recovered.empty else int(results_df["trunc_rank"].max())
)
probe_ranks = sorted(set([ranks_to_test[0], knee_rank, ranks_to_test[-1]]))
print(f"recovery threshold (5% of baseline perplexity): {recovery_threshold:.4f}")
print(f"probing ranks: {probe_ranks} (knee/recovery rank: {knee_rank})")
# next_token_probs is a 50257-dim vector (GPT-2 vocab size) -- COSINE_SIM
# handles it exactly like any other Vector.
for k in probe_ranks:
for i in range(N_LAYERS):
U, s, Vt = svds[i]
recon = (U[:, :k] * s[:k]) @ Vt[:k, :]
model.transformer.h[i].attn.c_proj.weight.data = torch.tensor(recon, dtype=torch.float32)
compressed_probs = next_token_probs(model, passage)
sim = cosine_via_engine(db, baseline_probs, compressed_probs)
print(f"rank={k:4d} COSINE_SIM(baseline next-token dist, compressed next-token dist) = {sim:.6f}")
for i in range(N_LAYERS):
model.transformer.h[i].attn.c_proj.weight.data = original_weights[i]
recovery threshold (5% of baseline perplexity): 1.3557 probing ranks: [8, 384, 768] (knee/recovery rank: 384) rank= 8 COSINE_SIM(baseline next-token dist, compressed next-token dist) = 0.860389
rank= 384 COSINE_SIM(baseline next-token dist, compressed next-token dist) = 0.965360
rank= 768 COSINE_SIM(baseline next-token dist, compressed next-token dist) = 1.000000
Conclusion¶
Real, quantified answers, computed by LINALDB's own engine on real GPT-2 weights:
How low-rank are these matrices? Every one of the 12
attn.c_projmatrices (rank 768) needs only 166-387 of its singular values to capture 90% of its Frobenius-norm energy, and 202-459 for 95% — roughly 20-50% of full rank, depending on layer. Later layers (10, 11 -- top singular value 32.7 and 54.7, far above the ~13-27 range of the rest) are visibly more concentrated in their top few directions, and correspondingly need more components for 95% energy (416, 459) since their spectra decay less uniformly. All of this came from LINALDB's ownSVD, cross-checked exactly againstnumpy(0.00e+00max singular-value difference on layer 6, exact Frobenius-norm match viaTRACE(MATMUL(TRANSPOSE(a), a))).Does it matter to the real model? Sharply, at low rank: truncating all 12 layers'
attn.c_projto a shared rank 8 (2% the storage of the dense matrices) sends real perplexity on the real Pride and Prejudice passage from 27.11 to 223.72 -- a >8x jump -- and its next-token distribution'sCOSINE_SIMagainst the baseline drops to 0.860. But recovery is fast: by rank 256 (67% storage ratio, because low-rank factors cost more than the dense matrix once k exceeds n/2) perplexity is already within 2.26 points of baseline, and by the rank-384 recovery point (within 5% of baseline, ourknee_rank)COSINE_SIMon the next-token distribution is 0.965 -- both signals agreeing that meaningful degradation is confined to the low end of the rank range, exactly where the effective-rank numbers from part 1 said it would be.
Every number above came from LINALDB's own SVD/RANK/TRACE/MATMUL/
TRANSPOSE/COSINE_SIM, run on real weight matrices from a real
pretrained GPT-2, cross-checked against numpy, persisted through a real
process restart with EXPLAIN LINEAGE intact, and connected to a real
consequence (perplexity and next-token-distribution drift on real text) —
not a synthetic benchmark. One real doc/engine mismatch surfaced along
the way: DSL_REFERENCE.md §3's FROM dual example doesn't work against
the real engine (dual is not a registered pseudo-table) — worked around
above with a real one-row probe dataset instead, but worth a follow-up
fix in linal-db-rs itself. See ../tests/ for the package's
assertion-backed test suite, and 05_lineage_and_linear_algebra.ipynb
for the lineage/provenance model this notebook also exercises.